Article

jdsupra.com on 2019-02-12 21:17

Senior Managers and Certification Regime: Major changes on the horizon

What is changing? From 9 December 2019, all FCA solo regulated firms, as well as EEA and third country branches will be subject to the ...

Related news

Senior Managers and Certification Regime jdsupra.com
California , United States , Switzerland
FCA Senior Managers and Certification Regime – CP 19/4 jdsupra.com
California , United States , Switzerland
The Senior Managers and Certification Regime (SMCR): Are You On Track?jdsupra.com
California , United States , Switzerland
UK’s Senior Managers and Certification Regime Extended to Insurance, Reinsurance Sectors jdsupra.com
California , United States , Switzerland
Senior Managers and Certification Regime - Extension to All FCA Authorised Firms is Coming jdsupra.com
California , United States , Switzerland
Marking three years of the UK’s Senior Managers and Certification Regime jdsupra.com
California , United States , Switzerland
UK: The FCA and the PRA have released near final rules on the Senior Managers and Certification Regime jdsupra.com
California , United States , Switzerland
UK Regulators Issue Statements on the Impact of COVID-19 on the Senior Managers and Certification Regime jdsupra.com
California , United States , Switzerland
Senior Managers and Certification Regime (SMCR) and the Coronavirus (COVID-19) – FCA’s Expectations of Solo-Regulated Firms jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Concludes No Changes Needed to Banking Senior Managers Regime jdsupra.com
California , United States , Switzerland
The FCA consults on amendments to the SMCR: Excludes Head of Legal from the Senior Managers Regime and clarifies the scope of the Certification Regime jdsupra.com
California , United States , Switzerland
UK's Expanded Senior Managers and Certification Regimes Enter into Force jdsupra.com
California , United States , Switzerland
UK Financial Conduct Authority Consults on Guidance Under the Extended Senior Managers Regime jdsupra.com
California , United States , Switzerland
UK Conduct Regulator Publishes Consultation on Extension of Senior Managers Regime to Benchmark Administrators jdsupra.com
California , United States , Switzerland
A Comparative Look at Singapore's Proposed Accountability Regime for Senior Managers and Employees in Material Risk Functions jdsupra.com
California , United States , Switzerland , Australia , Hong Kong
Corporate & Financial Weekly Digest, Featuring Articles on Tick Size Pilot Program, FinTech Innovations, Senior Managers and Certification Regime, MiFID II, and Risks and Uncertainties in EU Financial System jdsupra.com
California , United States , Switzerland
Recent changes in Canada’s trade remedy regime jdsupra.com
California , United States , Switzerland , Canada
BCFP Announces Senior Leadership Changes jdsupra.com
California , United States , Switzerland
CFPB announces senior leadership changes jdsupra.com
California , United States , Switzerland
The Senior Managers and Certification Regime jdsupra.com