Article

jdsupra.com on 2023-02-17 16:02

SEC Proposes Amendments to the Custody Rule

On February 15, the Securities and Exchange Commission (SEC) voted 4-1 to propose amendments to the Custody Rule under the Advisers Act (last amended ...

Bernard Madoff

Related news

Protective Custody: SEC Proposes Safeguarding Rule jdsupra.com
Wall Street
SEC Proposes Whistleblower Rule Amendments jdsupra.com
California , United States , Switzerland
SEC Proposes Solicitation Rule Amendments jdsupra.com
California , United States , Switzerland
SEC Proposes Amendments to the Investment Company Names Rule jdsupra.com
United Kingdom
SEC Proposes Significant Amendments to the Fund Names Rule jdsupra.com
SEC Proposes Amendments to Shareholder Proposal Rule jdsupra.com
The SEC Proposes Big Changes to the Custody Rule jdsupra.com
SEC Proposes Amendments to Best-Execution Rule jdsupra.com
SEC Proposes Amendments to Rule 10b5-1 jdsupra.com
Cranz
SEC Proposes New Cybersecurity Rule and Amendments jdsupra.com
Hastings
SEC Proposes Safeguarding Rule Amending Custody Rule jdsupra.com
United States
Can You Hear The Whistle Now? SEC Proposes New Rule Amendments To Bolster the Bounty Program jdsupra.com
California , United States , Switzerland
SEC Proposes Amendments to Rule 35d-1 Under the 1940 Act jdsupra.com
United States , United Kingdom
SEC Proposes to Redesignate Custody Rule as New Safeguarding Rule Under the Investment Advisers Act jdsupra.com
La Possession , Wall Street
SEC Proposes Significant Form and Rule Amendments for the Registration of Index-Linked Annuities jdsupra.com
SEC proposes rule amendments under the FAST Act to modernize and simplify disclosure jdsupra.com
Americas
SEC Proposes Amendments to Regulate Proxy Voting Advice and Modernize the Shareholder Proposal Rule jdsupra.com
California , United States , Switzerland
SEC Proposes Rules for ESG Disclosures and Amendments to the Investment Company Names Rule jdsupra.com
United Kingdom
SEC Proposes Amendments to Rule 144 and Form 144 jdsupra.com